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Business Analyst II- Client Data Reporting
Provide support within the Client Account Maintenance team for the FINRA Consolidated Audit Trail CAIS reporting. This includes performing analysis, testing, reporting and execution of the process. Identify process improvements and adjustments to existing reporting models. Provide expertise for small to medium projects, which may involve developing solutions for problems within the business. Resolve problems or issues through methods of trouble shooting and separate analysis. Using sound information and theory, provide management with recommended actions to resolve issues or create value for the business. Key Responsibilities Responsible for any emails or reach outs from FINRA related to the CAIS information Engage with other firms on FINRA related i


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